JD Supra

Reg FD Action Headed for Trial Where IR Department Alleged to Have “Walked Down” Consensus

For the first time, a Regulation Fair Disclosure (Reg FD) case may be headed to trial. On September 8, 2022, the Federal District Court for the Southern District of New York denied cross-motions for ...
JD Supra

Blog: It’s been eons since the SEC last did this—brought a Reg FD enforcement action, that is

Reg FD prohibits selective disclosure of material, nonpublic information by public companies (or by its senior officials or specified other employees) to securities market professionals and ...
Investment Executive

SEC roundtable examines impact of Regulation FD

(April 24 – 17:40 ET) – The Securities and Exchange Commission held a roundtable today to examine the impact of the controversial Regulation Fair Disclosure on the quality of information that public ...
Traders Magazine

Survival After the Reg FD Earthquake: Three Years Later, Pros Learn How to Cope

The end of the world never came. But financial professionals were predicting dire consequences almost three years ago when a controversial new rule went into effect. Now Regulation Fair Disclosure ...
The National Law Review

SEC Announced Charges for Regulation FD Violations

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Law

'SEC v. AT&T' Summary Judgment Decision Provides Comprehensive Guidance on SEC Regulation FD

This article provides a discussion of U.S. District Judge Paul Englemayer's recent decision in 'SEC v AT&T and Ors.' which provides guidance for issuers on each element of Regulation Fair Disclosure ...
Wall Street Journal

'Reg FD' Hasn't Made Job Harder, Most Investment Advisers Report

WASHINGTON -- Regulation Fair Disclosure, the controversial Securities and Exchange Commission rule put into effect last October, hasn't made it harder for investment advisers to analyze companies, a ...