On July 23, 2014, the Securities and Exchange Commission (“SEC”) adopted final rules governing money market funds in a release adopting amendment to Rule 2a-7 under the Investment Company Act of 1940 ...

Pepper Point: Some key Form PF deadlines include a quarterly filing deadline of March 1, 2013 for advisers with $1.5 billion to $5.0 billion in hedge fund “private fund regulatory assets under ...

The tax firm KPMG LLP formed an alliance with Axiom Software Laboratories Inc. to address new regulatory requirements facing investment advisers, such as Form PF. In January, the Securities and ...

Benjamin Schiffrin, Director of Securities Policy at Better Markets, a non-profit, non-partisan, and independent organization founded in the wake of the 2008 financial crisis to promote the public ...

Reporting capabilities for Form PF were added to the alternatives product suite of services for J.P. Morgan Worldwide Securities Services. The Securities and Exchange Commission’s (SEC) new regulatory ...

With this collaboration, shared clients will receive data for regulatory filings through Advent's Geneva and Syncova, which, when combined with Consensus RMS, Advise's regulatory and investor ...

As the deadline fast approaches for Form PF to be filed with the Securities and Exchange Commission — August 29 for hedge funds with more than $5 billion in regulated assets — hedge fund managers ...