DUBLIN--(BUSINESS WIRE)--Research and Markets has announced the addition of the "MiFID Compliance and Reporting" conference to their offering. In 2007 the European Union first attempt to regulate the ...

The introduction of near real-time trade reporting set to be extended beyond equity markets as part of MiFID II will broaden the visibility of trading activity in listed and OTC instruments – but how ...

DTCC has received formal approval from the UK Financial Conduct Authority (FCA) for the public registration of its UK Markets ...

Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive (MiFID II), according to Cappitech’s second annual MiFID II and Best ...

Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, has completed its second annual MiFID II & Best Execution survey which shows that ...

LONDON--(BUSINESS WIRE)--SmartStream Technologies, the financial Transaction Lifecycle Management (TLM ®) solutions provider, today announces how their AI-enabled technology, combined with specialist ...

Firms have been urged by the FCA to take reasonable steps to prepare with post-Brexit MiFID and EMIR reporting requirements. The UK financial watchdog has said it will take a ‘pragmatic’ approach to ...

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Of the 3,724 UK investment firms which must report transactions under ...

Ullink’s automated trade reporting solution covers cross-asset class reporting requirements and provides a centralized dashboard displaying reporting status and abilities to amend or cancel reports ...

The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate. The UK’s financial regulator has handed UBS a fine of £27.6 million ...

Close to 50 percent of investment managers and consultants believe client reporting is the greatest implementation challenge presented by the second Markets in Financial Instruments Directive (MiFID ...

CHICAGO, Oct. 10, 2017 /PRNewswire/ -- In response to industry demand for a turnkey MiFID II reporting solution, Born Technology's CrossCheck™ now delivers Transaction Reports to EU Regulators.